In the UNITED STATES PATEN1
PATENT
rand TRADEMARK OFFICE
APPLICANT: Bryan W. Wolf
SERIAL NO.: Not yet assigned
FILING DATE: January 15, 2004
TITLE: USE OF PULLULAN AS A SLOWLY
DISGESTED CARBOHYDRATE
EXAMINER: Maier, Leigh
ART UNIT: 1623
DOCKET NO.: 6925.US.C1
I certify that this correspondence (along with any paper
referred to as being attached or enclosed) is being
deposited with the United States Postal Service with
sufficient postage as first class mail addressed to the
Commissioner for Patents, Alexandria, VA 22313-1450 on
the date shown below.
Wendy Detv^fer Date
Commissioner for Patents
P. 0. 1450
Alexandria, VA 22313-1450
INFORMATION DISCLOSURE STATEMENT
Dear Sir:
In accordance with their duty of disclosure under 37 C.F.R. §1 .56, and as authorized and
encouraged under 37 C.F.R. §§ 1.97-1.98 and the provisions of MPEP §§ 609 and
707.05(b), Applicants submit herewith certain patent documents, publications and/or other
information ("references") which the Patent and Trademark Office may wish to consider in
examining the above-identified patent application. The identification of any reference herein
is not intended to be and should not be understood as being an admission that such
reference necessarily constitutes "prior art" within the meaning of applicable law.
The cited references are listed on attached form PTO-1449.
□ A copy of each cited reference is provided;
0 Copies of cited references are not provided because each has
previously been made of record in the parent application, or is
otherwise known to be in the Examiner's possession.
The Examiner is requested to review and evaluate each cited reference to make an
independent assessment of the materiality of each, if any, to the examination of the above-
identified application. The Examiner is requested to ignore any underscoring or highlighting
which may have been done because such markings may or may not have any relationship to
the subject matter of the present invention. The copies being submitted with this Statement
are the best copies available at this time. Applicants respectfully request that (1) the
references cited herein be made of record; (2) that the Examiner acknowledge his
consideration of each reference by initialing and returning the enclosed copy of the PTO-
1449 form; and (3) that such references appear on the printed patent as having been
considered on the record.
With regard to payment of a fee:
0 No fee is due because:
[3 This Statement is mailed within three months of the filing
date of this application, or before the mailing date of a first
office action on the merits (see 37 C.F.R. §1 .97(b)).
□ Applicants certify that each reference cited in this Statement
was first cited in a communication from a foreign patent
office in a counterpart foreign application not more than
three months prior to the filing of this Statement, (see 37
C.F.R. §1. 97(e)).
□ This Statement is filed after the mailing date of a first Office
Action on the merits but before the mailing date of either a
final action or a Notice of Allowance (see 37 C.F.R. §1. 97(c))
so a fee of $180.00 is specified by 37 C.F.R. §1.17(p).
If any fees are owed, or any credit is due pertaining to this case, please charge that fee or
apply that credit to Deposit Account No. 01-0025. A duplicate sheet of this page is
enclosed.
Ross Products Division of
ABBOTT LABORATORIES
Dept. 108140-DS/1
625 Cleveland Avenue
Columbus, OHIO 43215-1724
Telephone: (614)624-3012
Facsimile: (614)624-3074
Respectfully submitted,
Reg. No. 44,996
Docket : 6925.US.C1
FORM PTO-1449 U.S. Department of Commerce
(Rev. 2032) Patent and Trademark Office
Atty. Docket No.
6925.US.C1
Serial No.
Not yet
assigned
INFORMATION DISCLOSURE
STATEMENT BY APPLICANT
Applicant
Bryan W. Wolf
(Use several sheets if necessary)
Filing Date
January 15, 2004
Group
1623
U.S. PATENT DOCUMENTS
Examiner
Initial
Document Number
Date
Name
Class
Subdass
Filing Date (if approx.)
4,629,725
12/16/86
5,116,820
05/26/92
FOREIGN PATENT DOCUMENTS
Document Number
Date
Name
Class
Subdass
Translation (Yes No)
EP 0382 355 B1
OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
Safety Studies of a Novel Starch, Pullulan: Chronic Toxicity in Rats and Bacterial
Mutagenicity, T. Kimoto; 1997 Elsevier Science Ltd., Food an Chemical Toxicology 35
(1997)323-329
Effects of Chemical Modification on in Vitro Rate and Extent of Food Starch Digestion: An
Attempt To Discover a Slowly Digested Starch, Wolf et al; Journal of Agricultural and Food
Chemistry Vol 47, No 1 0 Pages 41 78-41 83
Energy Value of a Mixed Glycosidic Linked Dextrin Determined in Rats, Tsuji et al; Journal
of Agricultural and Food Chemistry Vol 46 No 6 2253-2259
EXAMINER
DATE CONSIDERED j
Examiner: Initial if citation considered, whether or not citation is in conformance with MPEP 609; Draw Line through citation if not in
conformance and not considered. Include copy of this form with next communication to applicant